18 ncac 07j .0419          content of disciplinary action disclosures

For each disciplinary action listed pursuant to Rule .0418 of this Section, a technology provider shall disclose:

(1)           the date of each disciplinary action;

(2)           the disciplinary action taken;

(3)           a copy of each disciplinary action;

(4)           if not included in the copy of the disciplinary action provided:

(a)           the reason given for the disciplinary action;

(b)           an explanation of the circumstances that led to the disciplinary action; and

(c)           the name of the issuing entity;

(5)           where the disciplinary action included any corrective action or conditions:

(a)           whether the applicant or key individual has complied with the corrective actions or conditions; and

(b)           the date on which compliance with the corrective actions or conditions was satisfied;

(6)           whether the applicant or key individual would be eligible for relicensure or recommissioning; and

(7)           other information that the applicant wishes to include in order to aid the Department in assessing the application.

History Note:        Authority G.S. 10B-4; 10B-106; 10B-125(b); 10B-126; 10B-134.15; 10B-134.17; 10B-134.19; 10B-134.21; 10B-134.23;

Eff. July 1, 2025.